FMRP-Financial Markets Regulatory Practices (Singapore)

Advanced USD $399/-$199/-

Basic USD $249/-$129/-

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Introduction:

Benefits of the Programme:

  • The course content is precisely aligned with the FMRP Certification Exam conducted
    by IBF Singapore, ensuring you focus on what truly matters.
  • Ideal for busy professionals—study anytime, anywhere at your own pace, without disrupting your work schedule.
  • Complex regulatory topics are broken down into simple, easy-to-understand lessons supported by examples and practical scenarios.
  • Covers all 8 core modules of the FMRP curriculum including market conduct, Governance, risk management, Confirmation and Settlement, Benchmark Rate &
    regulatory expectations.

  • Equips you with critical knowledge to uphold ethical standards and regulatory compliance in financial markets.
  • Affordable self-learning alternative to expensive classroom training—with no compromise on quality or depth.
  • Participants who complete the course will receive a Participation certificate—an added boost to your professional credentials.

Best Suited for:

Course Material Includes:

Advanced

Basic

Programme- FMRP – Financial Markets Regulatory Practices

• The Role of Financial Regulations in Singapore
• Market Participants in Singapore
• Structure of Financial Markets
• Types of Financial Markets
• Key Players in Financial Markets
• Regulatory Framework in Singapore
• Licensing and Registration
• Codes of Conduct and Best Practices

• The Integrity and Smooth Operation of Financial Markets
• Fit and Proper Criteria
• Competence and Capability
• Criteria for Financial Soundness
• Conflicts of Interest and Ethical Standards
• Managing Conflicts of Interest
• Personal Relationships and Ethical Considerations
• Gifts, Favors, and Entertainment
• Personal Dealings and Market Conduct
• Role of Senior Management
• Ongoing professional knowledge and training
• Dealing with Customers and Risk Disclosure
• Reporting Misconduct

Identification and Access to Confidential Information
• Disclosure of Confidential Information
• Non-Allowable Disclosures
• Prudent Disclosure Practices
• Professional Communication Practices
• Communicating Market Color Appropriately
• Approved Modes and Channels for Communication
• Electronic Trading System Logs and Telephone Recordings
• Record Retention and Information Security
• Training on Confidentiality and Information Security

• Governance Structure
• Remuneration Structure
• Reporting Misconduct and Inappropriate Behavior
• Segregation of Duties
• Overview of Risk Management and Compliance
• Risk Management Frameworks
• Implementing Risk Measures
• Managing Market Risk
• Liquidity Risk and its Mitigation
• Credit Risk Management
• Operational Risk Management
• Technology and Infrastructure Risk
• Legal Risk Management
• Anti-Money Laundering (AML) & Know Your Customer (KYC)

• General Dealing Principles and Market Conduct
• Market Practices on Minimum Lot Amounts & Odd-Sized Amounts
• Dealings with Interdealer Brokers (IDBs)
• Direct Dealings and E-Trading Platforms
• Handling Customer Orders
• Types of Orders
• Recording Orders and Time Stamping
• Execution Platforms and Market Infrastructure
• Market Regulation and Oversight
• Clearing and Settlement
• Risk Management and Margin Requirements
• Post-Trade Services
• Best Practices in Market Conduct
• Handling Market Misconduct and Disputes
• Case Studies

• Importance of Confirmation and Settlement
• Key Practices for Confirmation

• Role of ISDA agreements
• ISDA Master Agreement
• Structure of the ISDA Master Agreement
• Transaction Confirmation Process
• Settlement Procedures
• Netting Agreements in Settlement
• Reconciliation in Confirmation and Settlement
• Settlement Claims

• Market Disruptions
• Role of SFEMC in marinating stability during Market Disruptions
• Communication During Market Disruptions
• Ethical Standards During Market Disruptions
• Settlement During Market Disruptions
• Settlement Disruptions in SGD
• Role of Central Counterparties (CCPs)

• Types of Benchmarks
• International Organization of Securities Commissions (IOSCO)
• Stakeholders
• Best Practices for Benchmark Rate Submission
• Special Provisions for Low Liquidity Benchmarks
• Code of Conduct for Submitters

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