FMRP – Financial Markets Regulatory Practices

Introduction

The Financial Markets Regulatory Practices (FMRP) Certification, offered by the Institute of Banking & Finance (IBF), Singapore, is a benchmark qualification for professionals engaged in treasury, capital markets, and related functions. This self-learning program has been carefully curated to help candidates gain in-depth understanding of regulatory expectations, enhance market conduct awareness, and build confidence to pass the FMRP Certification Exam.

Whether you're a finance professional aiming to stay compliant with MAS guidelines, or a learner pursuing industry-recognized certification, this course provides you with the knowledge, structure, and flexibility you need to succeed.

Benefits of the Programme

  • Exam-Oriented Learning- The course content is precisely aligned with the FMRP Certification Exam conducted by IBF Singapore, ensuring you focus on what truly matters.
  • Self-Paced & Flexible- Ideal for busy professionals—study anytime, anywhere at your own pace, without disrupting your work schedule.
  • Structured & Simplified Content- Complex regulatory topics are broken down into simple, easy-to-understand lessons supported by examples and practical scenarios.
  • Comprehensive Coverage- Covers all 8 core modules of the FMRP curriculum including market conduct, risk management, AML/CFT, and regulatory expectations.
  • Boosts Compliance & Market Conduct Awareness- Equips you with critical knowledge to uphold ethical standards and regulatory compliance in financial markets.
  • Cost-Effective- Affordable self-learning alternative to expensive classroom training—with no compromise on quality or depth.

Best Suited for: 

  • Treasury & Capital Markets Professionals
  • Compliance Officers & Risk Managers
  • Back-office and Mid-office Operations Staff
  • Bankers and Financial Market Participants
  • Finance Students and Certification Aspirants
  • Anyone preparing for the FMRP Certification Exam by IBF Singapore

Course Material Includes:

  • Study material based on FMRP Certification Exam & prepared by Market Experts available on SIFL Learning platform (SIFL-LMS).
  • Multiple Choice Questions (MCQ) on all the Eight Modules available on SIFL-LMS.
  • Subject–wise SIFL Mock/Assessment test.
  • One SIFL Final Mock tests for the entire FMRP Certification Exam (with same mix of questions)

Programme- FMRP – Financial Markets Regulatory Practices

Introduction

  • The Role of Financial Regulations in Singapore
  • Market Participants in Singapore
  • Structure of Financial Markets
  • Types of Financial Markets
  • Key Players in Financial Markets
  • Regulatory Framework in Singapore
  • Licensing and Registration
  • Codes of Conduct and Best Practices

Ethics, Behavioural Standards and Professional Conduct.

  • The Integrity and Smooth Operation of Financial Markets
  • Fit and Proper Criteria
  • Competence and Capability
  • Criteria for Financial Soundness
  • Conflicts of Interest and Ethical Standards
  • Managing Conflicts of Interest
  • Personal Relationships and Ethical Considerations
  • Gifts, Favors, and Entertainment
  • Personal Dealings and Market Conduct
  • Role of Senior Management
  • Ongoing professional knowledge and training
  • Dealing with Customers and Risk Disclosure
  • Reporting Misconduct

Confidentiality and Information Sharing

  • Identification and Access to Confidential Information
  • Disclosure of Confidential Information
  • Non-Allowable Disclosures
  • Prudent Disclosure Practices
  • Professional Communication Practices
  • Communicating Market Color Appropriately
  • Approved Modes and Channels for Communication
  • Electronic Trading System Logs and Telephone Recordings
  • Record Retention and Information Security
  • Training on Confidentiality and Information Security

Governance, Risk Management and Compliance

  • Governance Structure
  • Remuneration Structure
  • Reporting Misconduct and Inappropriate Behavior
  • Segregation of Duties
  • Overview of Risk Management and Compliance
  • Risk Management Frameworks
  • Implementing Risk Measures
  • Managing Market Risk
  • Liquidity Risk and its Mitigation
  • Credit Risk Management
  • Operational Risk Management
  • Technology and Infrastructure Risk
  • Legal Risk Management
  • Anti-Money Laundering (AML) & Know Your Customer (KYC)

Execution and Order Handling

  • General Dealing Principles and Market Conduct
  • Market Practices on Minimum Lot Amounts & Odd-Sized Amounts
  • Dealings with Interdealer Brokers (IDBs)
  • Direct Dealings and E-Trading Platforms
  • Handling Customer Orders
  • Types of Orders
  • Recording Orders and Time Stamping
  • Execution Platforms and Market Infrastructure
  • Market Regulation and Oversight
  • Clearing and Settlement
  • Risk Management and Margin Requirements
  • Post-Trade Services
  • Best Practices in Market Conduct
  • Handling Market Misconduct and Disputes
  • Case Studies

Confirmation and Settlement

  • Importance of Confirmation and Settlement
  • Key Practices for Confirmation
  • Role of ISDA agreements
  • ISDA Master Agreement
  • Structure of the ISDA Master Agreement
  • Transaction Confirmation Process
  • Settlement Procedures
  • Netting Agreements in Settlement
  • Reconciliation in Confirmation and Settlement
  • Settlement Claims

Handling Market Disruption

  • Market Disruptions
  • Role of SFEMC in marinating stability during Market Disruptions
  • Communication During Market Disruptions
  • Ethical Standards During Market Disruptions
  • Settlement During Market Disruptions
  • Settlement Disruptions in SGD
  • Role of Central Counterparties (CCPs)

Benchmark Rate Setting

  • Types of Benchmarks
  • International Organization of Securities Commissions (IOSCO)
  • Stakeholders
  • Best Practices for Benchmark Rate Submission
  • Special Provisions for Low Liquidity Benchmarks
  • Code of Conduct for Submitters

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